Observation and investigation (including, but not limited to clinical and social/behavioral research) using human participants is subject to a variety of regulation and policies. Several offices at Washington University have oversight in the human research area. Other offices offer services and assistance in the performance of this research. All human research is subject to review and approval by the Institutional Review Board, which works closely with the Human Research Protection Office.
Human Subjects Research
Policies, Procedures and Guidelines
- Certificates of Confidentiality (CoCs)
- Clinical Trials Registration Guideline
- Electronic Storage of Research Study Documents
- External Audits, Inquiries, Inspections & Unannounced Visits
- FDA Part 11 Certification
- Good Clinical Practice Policy
- Guidance for Disposal of Drugs Used in Clinical Research
- Human Subjects Education Policy
- ICH-GCP E6(R2) Guidelines
- Institutional Review Board (IRB) Policies
- Institutional Review Board Membership Letter
- Institutional Statement of Commitment to the Protection of Human Participants in Research
- Investigational Drug/Device Accountability Policy
- Reporting Results on Clinicaltrials.gov
- Use of Legally Authorized Representatives
How-Tos
- Bookmark and Password Protect Scanned Informed Consent Documents
- Determine if Your Trial Needs to Be Registered on Clinicaltrials.gov
- Enter Participant Information into the Billing Matrix
- Gain Access to the Billing Matrix
- Include Informed Consent Document Language for Registered Clinical Trials
- Prepare for an Audit
- Register a Trial on Clinicaltrials.gov
Systems and Tools
Forms and Templates
- Certification of Review of Electronic Files Research Consent Documents
- Certification of Review of Electronic Files Research Study Documents (Participant Files)
- NIH Toolkit for Clinical Researchers
Source Documents
- Action Form
- Adverse Event Example Template
- Adverse Event Tracking Log
- Audit Monitoring – Site Information Audit Prep Checklist
- Audit Monitoring Review Sheet
- Census Data Demographics CRF
- Concurrent Medications CRF
- Concurrent Medications Sheet Examples
- Correspondence (Research Team/Participant)
- Daily Temperature Log
- Delegation of Authority Log
- Demographics CRF
- Department Signature Sheet
- Deviation Log
- Device Dispensing Log
- Documentation of Informed Consent
- Drug Dispensing Log
- Eligibility Checklist (Inclusion/Exclusion Criteria)
- End of Study Checklist
- End of Study/Early Termination Visit Source Document
- Enrollment Visit Tracking Log
- First Dose Documentation
- Follow-up Phone Call
- IND Annual Report Template
- Internal Budget Template
- IRB-FDA Tracking
- LAR (Legally Authorized Representative) Consent Note to File
- Medical History
- Meeting Communication Record
- Monitoring Visits
- Note to File Examples
- On-Site Monitoring Visit Agenda Checklist
- Phone Screen Checklist
- Physical Exam Form Examples
- PI Delegation Log
- Post-Monitoring Visit Letter Attachment
- Protocol Deviation Form
- Protocol Feasibility Checklist
- Protocol Outline (General)
- Receipt Log
- Regulatory Binder Templates
- Regulatory Document Tracker
- Regulatory Document Tracking Form
- Regulatory File Checklist
- Running Note
- Screening Log
- Site Closure
- Site Preparation Checklist (Pre-Study Visit)
- Site Staff Roles & Responsibilities
- Specimen Collection Log
- Specimen Shipping Log
- Stage of Study Log
- Study Budget Example
- Study Device Accountability Log
- Study Drug Accountability Log
- Study Personnel Log
- Study Team Contact Log
- Study Visit Source Document
- Subject Contact Information
- Subject Enrollment
- Subject Participation Tracking
- Subject Screening & Enrollment
- Telephone Call Log
- Telephone Communication Record
- Trial Initiation Meeting Agenda
- Trial Initiation Report
- Urine Pregnancy Test Record
- Vital Signs CRF Examples
- Vital Signs Height/Weight
- Weekly Protocol Meeting Notes
Standard Operating Procedure (SOP) Templates
- Calibration and Maintenance of Site Equipment
- Curriculum Vitae
- Informed Consent Process and Documentation
- IRB Approval
- Management of Source Documents and Case Report Forms
- Patient Recruitment
- Preparation and Handling of Laboratory Samples
- Reporting Unanticipated Problems, SAEs, and Adverse Drug/Device Events
- Sponsor CRO Audit
- Study Termination Visit
- Training